• Perform tasks of Inspection and review the operation process for both daily monitoring (improper trading) and yearly inspection following by the audit plans.
• Review contracts and agreements, including the Non-disclosure Agreement.
• Prepare any related documents or reports at the managements and regulators’ request.
• Prepare, manage regular reports, and submit them to the regulators such as SET, SEC, etc. in a timely manner via both electronic and e-mail.
• Provide consultative advice to related stakeholders upon the requests.
• Other tasks assigned or required by the supervisor or regulator requests.

• Bachelor’s or master’s degree in Laws, Business Laws, Economics, Business Administration, Banking and Finance or related fields with approximately 2-3 years working experience in compliance and internal audit, especially in securities industry will be favorable. 
• Knowledge of SEC and SET regulations is required. 
• Good communication, persuasion, strong judgement, and interpersonal skills as well as retaining relationships. 
• Fluent English communication in writing, speaking, and reading is a BIG PLUS.

Client Service (Internet Trading Securities)

• Research and interview with various corporate management companies to gain insight information support analysis reports
• Examine and assess economic and market trends, earnings prospects, financial statements and various indicators and factors to determine suitable investment strategies
• Closely monitor and collect financial news, keep a track of market trends, opportunities, risks, and new investment products
• Analysis and interpretation of finance reports, other information as well as preparation of new investment opportunities and summaries
• Conduct research reports, investment advices, and present investment recommendations to investors
• Provide presentation/ public lecture to customers or investors for company’s seminars when required
• Other tasks upon assigned by the management team

• Bachelor's degree or higher in Economics, Finance, Accounting, or other related fields
• Proven working experience at least 2 years as a Fundamental Investment Analyst on Securities and being approved by SEC (no experience required if obtains the certification of CISA Level 3 or CFA Level 3)
• Strong analytical and numerical skills
• Great Interpersonal skill, excellent communication, and presentation skills
• Good command of English is required

• Collect data from the various sources of internal information.
• Identify and analyze the trends or patterns to find the personalized customer needs/ customer insight to seek or propose new business opportunities.
• Create, interpret the trends or patterns of complex data and present into the different kinds of dashboards, reports, or fine presentations.
• Other tasks assigned by the management

• Bachlor’s Degree in Marketing, Economics, Finance, Business Administration, Statistics, Computer Science, or related fields
• Approximately 0-2 years of working experiences in business data analysis (Knowledge in Securities, Fintech or Banking business is a BIG PLUS) 
• Experience or knowledge using the BI tools such as Tableau and Power BI
• Able to use Pivot and VLOOKUP in an advanced level
• Strong analytical skill is required

• Conduct preliminary research on companies, industry and market trend in prospect industries to develop new investment and opportunities (deal generation).
• Manage deal sourcing i.e., call and meet with prospects and evaluate investment and opportunities.
• Build up network with other business partners i.e., Startup, Venture Capital, Private Equity Firms and/or government agencies.
• Perform limited due diligence on Startup, Venture Capital and Private Equity Investment.
• Conduct in-depth on the existing references and clients of the target company.
• Conduct background checks on the existing shareholder and management of the target company.
• Analysis on major competitors to the target company
• Building up preliminary financial modeling and valuation analysis
• Prepare internal investment process
• Perform monitoring and reporting of invested companies

• Bachelor’s Degree or higher in Finance, Business Administration, Accounting and Engineering
• At least 1-3 years’ experience in Startup, Venture Capital, Private Equity and/or Investment Banking field
• Experience in investment and/or due diligence procedures
• Understand both technical and business concepts quickly
• Interested in Startup, Venture Capital, Private Equity and Tech & Biz.
• Good communication skill